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Financial Conduct Authority
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251	Senior Persons Regime Implications for Senior Decision-Makers GRANT THORNTON FINANCIAL SERVICES GROUP Introduction Although the governance and risk management Add to Reading List Source URL: www.grant-thornton.co.uk Language: English - Date: 2014-03-17 10:59:39 Financial regulation Financial Regulator Financial Services and Markets Act Money laundering Financial Conduct Authority Federal Reserve System Business Economy of the Republic of Ireland United Kingdom Economy of the United Kingdom
252	BATS Chi-X Europe Trade Data File Specification Version 1.5 16th January[removed]BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-01-22 10:38:35 Stock market BATS Chi-X Europe
253	BATS Chi-X Europe Reference Data Specification Version 1.23 7th October[removed]BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-10-07 05:26:04 Stock market Finance Financial data vendors Uniform Symbology BATS Chi-X Europe Tick size Thomson Reuters Reuters Instrument Code Comma-separated values Financial economics Economy of Europe Investment
254	BATS Chi-X Europe FIX Specification Version[removed]February, 2014 BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-02-24 06:02:38 Finance Order Dark liquidity Bat BATS Chi-X Europe Immediate or cancel Financial Information eXchange Uniform Symbology Tick size Stock market Financial economics Investment
255	FCA[removed]PRA[removed]LEGAL CUTOVER (APPROVED PERSONS) INSTRUMENT 2013 WHEREAS: A. The Authority has, in accordance with Article 5 of the Designation Order, appointed persons to exercise functions referred to in Articl Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2013-03-25 11:38:40 Economy of the United Kingdom Prudential Regulation Authority Financial Conduct Authority
256	FCA[removed]PRA[removed]LEGAL CUTOVER (FEES) INSTRUMENT 2013 WHEREAS: A. The Authority has, in accordance with Article 5 of the Designation Order, appointed persons to exercise functions referred to in Article 5(1) of th Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2013-03-25 10:44:38 Financial Services and Markets Act Financial Conduct Authority United Kingdom Economy of the United Kingdom Prudential Regulation Authority
257	DIVISA UK LIMITED PILLAR 3 DISCLOSURES Divisa UK Limited 14 King Street, London, EC2V 8EA, United Kingdom Authorised & Regulated by the Financial Conduct Authority No: [removed]Registered in England & Wales Co No[removed] Add to Reading List Source URL: www.divisa.co.uk Language: English - Date: 2014-11-16 13:18:45 Business Actuarial science Basel II Liquidity risk Minimum capital requirement Risk management Operational risk Bank Credit risk Risk Banking Financial economics
258	Notification and justification for the UK Financial Conduct Authority’s (“FCA’s”) requirements relating to safe custody assets and client money, under Article 4 of Directive[removed]EC (“Level 2 Directive”) i Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-12 08:15:45 Markets in Financial Instruments Directive Finance Financial services Financial system Lehman Brothers Financial adviser Investment Policy Statement Financial economics European Union Financial regulation
259	LIQUIDNET EUROPE LIMITED Remuneration Code Disclosure Introduction Liquidnet Europe Limited (“LNEL” or “Liquidnet Europe”) is an investment firm authorised and regulated by the Financial Conduct Authority (“FCA Add to Reading List Source URL: www.liquidnet.com Language: English - Date: 2014-03-28 14:41:16 Corporations law Management United Kingdom company law Income Remuneration Employment compensation
260	Draft Memorandum of Understanding (MoU) between the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) Purpose and Scope 1 The mandates of the FCA and the PRA are very different. At the high Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2012-03-06 14:47:43 Prudential Regulation Authority Financial Conduct Authority Economy of the United Kingdom United Kingdom Financial Services Authority

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